EB-5 Broker-Dealer Services

EB5 BRICS works with registered broker-dealers who are authorized to offer EB-5 investments to foreign investors. These broker-dealers are regulated by the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) in the United States.

What is a Broker-Dealer?

A broker-dealer is a person or firm in the business of buying and selling securities on behalf of its customers (as a broker) or for its own account (as a dealer). Broker-dealers play a critical role in the EB-5 investment process by ensuring that investments are compliant with U.S. securities laws.

Role of Broker-Dealers in EB-5

• Conduct due diligence on EB-5 projects to ensure they meet regulatory requirements.
• Provide investors with detailed information about EB-5 investment opportunities.
• Facilitate the purchase and sale of EB-5 securities.
• Ensure that all transactions are conducted in compliance with SEC and FINRA regulations.

Benefits of Using a Broker-Dealer

• Access to a wide range of vetted EB-5 investment opportunities.
• Professional guidance throughout the investment process.
• Assurance that investments are compliant with U.S. securities laws.
• Increased transparency and reduced risk for investors.

Choosing the Right Broker-Dealer

When selecting a broker-dealer for your EB-5 investment, it is important to consider their experience, reputation, and regulatory compliance. EB5 BRICS partners with reputable broker-dealers who have a proven track record of success in the EB-5 industry.

For more information about our broker-dealer services and how we can assist you with your EB-5 investment, please contact us.